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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-10-28
OH RA APPROVED 2003-10-22
  • TX RA
    APPROVED
    Since 2004-10-28
  • OH RA
    APPROVED
    Since 2003-10-22

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 10/2003 Present
Bank Of America, N.A. Columbus OH 05/2010 Present
Previous Registrations
Other Businesses

I*75665For profit or not for profit: For-Profit OrganizationName of outside business organization: Destination 18, LlcInvestment related: NAddress of business:Dublin, Ohio 43017Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 10/15/2014Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: The entity is created to rent our personal residence from us during the Memorial TournamentI*68785For profit or not for profit: For-Profit OrganizationName of outside business organization: Primary Residence RentalInvestment related: NAddress of business:Dublin, Ohio 43017Nature of business: Family Business,Position, title, association: Owner, Start date of relationship: 7/15/2014Number of hours devoted: 5 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: I am purchasing a new home that will be our families primary residence. The home is located on Golf course and we will be renting the home for use during the annual Memorial Golf Tournament I* 1813277 For profit or not for profit: Entity For Profit Name of outside business organization: D18 Hospitality, LLC Investment related: no Address of business: Dublin, OH, 43017 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 04/29/2024 Number of hours devoted: 25 yearly Number of hours devoted during trading hours: 0 Duties: Provide Hospitality around the Memorial Golf Tournament through the rental of my primary residence.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-08
  • S66 Uniform Combined State Law Examination
    2003-03-08

View on SEC IAPD

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