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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-07-22 |
| SD | RA | APPROVED | 2025-05-16 |
| MI | RA | APPROVED | 2024-07-05 |
| AL | RA | APPROVED | 2024-06-17 |
| ME | RA | APPROVED | 2024-02-02 |
| DC | RA | APPROVED | 2023-08-23 |
| CO | RA | APPROVED | 2023-06-12 |
| NH | RA | APPROVED | 2023-06-12 |
| SC | RA | APPROVED | 2022-12-12 |
| FL | RA | APPROVED | 2022-12-06 |
| TX | RA | APPROVED | 2022-09-26 |
Branch Locations
700 Milam Street Suite 1200, Houston, TX 77002 • United States
10200 Grogan's Mill Road Suite 175, The Woodlands, TX 77380 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | The Woodlands | TX | 09/2005 | 10/2022 |
| Hilltop Securities Inc. | Houston | TX | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-30 |
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