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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-01-24 |
| DC | RA | APPROVED | 2024-12-20 |
| MD | RA | APPROVED | 2024-11-27 |
| TX | RA | APPROVED | 2024-11-27 |
Branch Locations
7500 Old Georgetown Rd Ste1200, Bethesda, MD 20814-6133 • United States
8045 Leesburg Pike Ste 500, Vienna, VA 22182 • United States
200 Westgate Cir Ste 400, Annapolis, MD 21401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Mclean | VA | 10/2017 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 06/2018 | 09/2023 |
| Morgan Stanley Smith Barney Llc | Morristown | NJ | 02/2016 | 10/2017 |
| Charles Schwab & Co., Inc. | Potomac | MD | 09/2023 | 11/2024 |
| Charles Schwab Bank, Ssb | Potomac | MD | 09/2023 | 11/2024 |
| Ameriprise Financial Services, Llc | Annapolis | MD | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-12 |
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