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Robert L. Poole

J.P. Morgan Securities LLC

Columbus, OH

Indianapolis, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-12-21
IN RA APPROVED 2022-11-01
TX RA APPROVED_RES 2022-11-01
  • OH RA
    APPROVED
    Since 2022-12-21
  • IN RA
    APPROVED
    Since 2022-11-01
  • TX RA
    APPROVED_RES
    Since 2022-11-01

Branch Locations

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

1 E Ohio St Floor 17, Indianapolis, IN 46204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Indianapolis IN 03/2017 05/2017
The Huntington Investment Company Indianapolis IN 06/2017 09/2022
Msi Financial Services, Inc Indianapolis IN 10/2013 03/2017
J.P. Morgan Securities Llc Indianapolis IN 09/2022 Present
Previous Registrations
  • 2017-06-29 → 2022-09-29
    The Huntington Investment Company
    Cincinnati, OH
    Columbus, OH
    Indianapolis, IN
  • 2017-03-25 → 2017-06-02
    Mml Investors Services, Llc
    Indianapolis, IN
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2013-03-26 → 2015-01-02
    New England Securities
    Indianapolis, IN
  • 2011-07-14 → 2012-06-22
    Morgan Stanley
    South Jordan, UT
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-13
S63 Uniform Securities Agent State Law Examination 1999-12-18
  • S66 Uniform Combined State Law Examination
    2011-07-13
  • S63 Uniform Securities Agent State Law Examination
    1999-12-18
Other Names
  • Robert Leonard Poole
  • Robert Poole
  • Robert L Poole

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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