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Ralph Disomma

Oppenheimer & Co. Inc.

New York, NY

Staten Island, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
NJ RA APPROVED 2017-08-30
CT RA APPROVED 2017-06-23
  • NY RA
    APPROVED
    Since 2021-04-07
  • NJ RA
    APPROVED
    Since 2017-08-30
  • CT RA
    APPROVED
    Since 2017-06-23

Branch Locations

666 3Rd Avenue, New York, NY 10017 • United States

Staten Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc New York NY 01/2015 09/2016
Raymond James & Associates, Inc. New York NY 09/2016 02/2017
Oppenheimer & Co. Inc. New York NY 02/2017 Present
  • 01/2015 → 09/2016
    Deutsche Bank Securities Inc
    New York, NY
  • 09/2016 → 02/2017
    Raymond James & Associates, Inc.
    New York, NY
  • 02/2017 → Present
    Oppenheimer & Co. Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-23
S63 Uniform Securities Agent State Law Examination 2003-05-22
  • S65 Uniform Investment Adviser Law Examination
    2017-06-23
  • S63 Uniform Securities Agent State Law Examination
    2003-05-22
Other Names
  • Ralph Disomma
  • Raffaele Disomma
  • Ralph Di Somma

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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