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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Hickory | NC | 08/2013 | 09/2019 |
| Lpl Financial Llc | Hickory | NC | 09/2019 | Present |
1) 09/05/2019 - Southeast Retirement Planners, Inc - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2007 - 170 hr/mth 2) 09/05/2019 - Southeast Retirement Planners, Inc. - Non-Variable Insurance - inv rel - at reported business location(s) - start: 09/2007 - 1 hr/mth 3) 01/16/2026 - Southeast Tax & Consulting Services LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/12/2026 - 10 hours per month/ 5 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-09 |
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