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Samuel Ryan Edwards

LPl Financial LLC

Hickory, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-09-17
  • NC RA
    APPROVED
    Since 2019-09-17

Branch Locations

74 8Th Street Se #105, Hickory, NC 28602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Hickory NC 08/2013 09/2019
Lpl Financial Llc Hickory NC 09/2019 Present
  • 08/2013 → 09/2019
    Sagepoint Financial
    Hickory, NC
  • 09/2019 → Present
    Hickory, NC
Previous Registrations
  • 2013-08-26 → 2019-09-19
    Osaic Services, Inc.
    Granite Falls, NC
  • 2008-05-13 → 2013-08-23
    Wfg Advisors, Lp
    Hickory, NC
  • 2007-09-03 → 2007-12-31
    Carolina Investment Advisors, Llc
    Hickory, NC
  • 2004-04-14 → 2007-08-21
    A. G. Edwards & Sons, Inc.
    Hickory, NC
    Hickory, NC
Other Businesses

1) 09/05/2019 - Southeast Retirement Planners, Inc - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2007 - 170 hr/mth 2) 09/05/2019 - Southeast Retirement Planners, Inc. - Non-Variable Insurance - inv rel - at reported business location(s) - start: 09/2007 - 1 hr/mth 3) 01/16/2026 - Southeast Tax & Consulting Services LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/12/2026 - 10 hours per month/ 5 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-13
S63 Uniform Securities Agent State Law Examination 2002-05-09
  • S66 Uniform Combined State Law Examination
    2004-04-13
  • S63 Uniform Securities Agent State Law Examination
    2002-05-09
Other Names
  • Ryan Edwards
  • Samuel Ryan Edwards

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