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David B Stewart

Wells Fargo Clearing Services, LLC

Denver, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-15
CO RA APPROVED 2018-08-01
  • TX RA
    APPROVED_RES
    Since 2018-08-15
  • CO RA
    APPROVED
    Since 2018-08-01

Branch Locations

3200 Cherry Creek S Dr Ste 100, Denver, CO 80209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 06/2013 08/2018
Bank Of America, N.A. Denver CO 11/2013 08/2018
Wells Fargo Clearing Services Llc Lakewood CO 08/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-10
  • S66 Uniform Combined State Law Examination
    2013-10-10
Other Names
  • David B Stewart
  • David Bruce Stewart
  • David Bruce Stewart

View on SEC IAPD

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