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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-22 |
| NJ | RA | APPROVED | 2016-07-01 |
Branch Locations
122 East 42Nd Street, New York, NY 10168 • United States
4 Irving Place, New York, NY 10003 • United States
2100 Broadway, New York, NY 10023 • United States
43-73 Kissena Blvd, Flushing, NY 11355 • United States
41 Commack Road, Commack, NY 11725 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apple Bank | New York | NY | 06/2015 | Present |
| Infinex Investments, Inc. | New York | NY | 07/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-01 |
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