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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-22
NJ RA APPROVED 2016-07-01
  • NY RA
    APPROVED
    Since 2021-07-22
  • NJ RA
    APPROVED
    Since 2016-07-01

Branch Locations

122 East 42Nd Street, New York, NY 10168 • United States

4 Irving Place, New York, NY 10003 • United States

2100 Broadway, New York, NY 10023 • United States

43-73 Kissena Blvd, Flushing, NY 11355 • United States

41 Commack Road, Commack, NY 11725 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Apple Bank New York NY 06/2015 Present
Infinex Investments, Inc. New York NY 07/2016 Present
  • 06/2015 → Present
    Apple Bank
    New York, NY
  • 07/2016 → Present
    Infinex Investments, Inc.
    New York, NY
Previous Registrations
  • 2015-06-08 → 2016-07-01
    Essex National Securities, Llc
    New York, NY
  • 2013-04-04 → 2015-05-19
    Forest Hills, NY
    Rego Park, NY
    Kew Gardens, NY
  • 2013-01-29 → 2013-04-08
    Forest Hills, NY
    Forest Hills, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-28
S63 Uniform Securities Agent State Law Examination 1999-10-01
  • S65 Uniform Investment Adviser Law Examination
    2013-01-28
  • S63 Uniform Securities Agent State Law Examination
    1999-10-01

View on SEC IAPD

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