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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2002-06-11
  • TX RA
    APPROVED
    Since 2002-06-11

Branch Locations

1428 W Alabama St, Houston, TX 77006-4071 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Houston TX 08/2005 03/2020
Ameriprise Financial Services, Llc Houston TX 03/2020 Present
Other Businesses

Business Ownership; Zeller Financial Inc; President of company; Manage Ameriprise Business; 1428 West Alabama, , Houston, TX, 77065; Investment-Related; 04/01/2015; 20 to 39 hours per month; 40 to 59 during trading hours. Outside Employment; Pathsage, LLC; Receive compensation from Ameriprise; Manage advisory business; 11675 Jollyville Rd Suite 200, , Austin, TX, 78759; Investment-Related; 09/01/2021; 60 hours per month; 60 during trading hours / Zeller Financial Inc; Owner; Manage advisory business; 1428 West Alabama, , Houston, TX, 77065; Investment-Related; 04/01/2015; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-07
  • S66 Uniform Combined State Law Examination
    2002-06-07
Other Names
  • Fred Zeller

View on SEC IAPD

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