Raymond Joseph Lucia

Current Employers

Employment History

• 06/2000 → Present
  Raymond Lucia Jr.
  San Diego, CA
• 12/2006 → 12/2020
  Lucia Securities, Llc
  San Diego, CA
• 04/2010 → 12/2020
  Lucia Wealth Management, Llc
  San Diego, CA
• 07/2011 → 12/2020
  Lucia Capital Management, Llc
  San Diego, CA
• 09/2020 → Present
  Lpl Financial, Llc
  San Diego, CA

Previous Registrations

• 2010-04-09 → 2020-10-05
  Lucia Capital Group
  San Diego, CA
• 2013-04-01 → 2020-09-30
  Pinhook Capital, Llc
  San Diego, CA
• 2002-11-06 → 2010-11-12
  Raymond J. Lucia Companies, Inc.
  San Diego, CA
• 2004-04-19 → 2006-02-22
  Rjl Financial Network, L.L.C.
  Omaha, NE
• 2001-09-18 → 2002-11-19
  24-7 Financial
  San Diego, CA

Other Businesses

1. 11/12/2020 - Lucia Management Company - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 3/31/2010 - 40 Hours Per Month/2 Hours During Securities Trading - Time Spent 20%. 2. 11/12/2020 - Lucia Capital Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/1/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 75%. 3. 11/12/2020 - Lucia Capital Group, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - CEO - Started 09/01/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 75%. 4. 11/12/2020 - RJL Licensing dba Lucia Licensing - Investment Related - At Reported Business Location(s) - Other-Business Owner - Started 3/31/2010 - 2 Hours Per Month/.5 Hours During Securities Trading - Time Spent 5%. 5. 12/9/2020 - Westland Financial Services Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/25/2020 - 1 Hour Per Month During Securities Trading. 6. 3/17/2021 - 15 Equity LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 9/1/2020 - Maintain equity ownership in 15 Equity -0 Hrs/Mth - 0 Hrs During Trading. 7. 10/28/2021 - Shift 45, LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 09/01/2020 - 1 Hour Per Month During Securities Trading. 8. 1/4/2022 - LCG Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1/3/2022 - 80 Hours Per Month/3 Hours During Securities Trading. 9. 03/22/2024 - BucketsFP, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 40 Hours Per Month/ 10 Hours During Trading 10. 03/22/2024 - LCG Financial Partners, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 60 Hours Per Month/ 12 Hours During Trading 11. 11/04/2024 - Vaulted Views - Other - Podcast - Host - Not Investment Related - At Reported business Location(s) - Start Date 03/01/2024 - 8 Hours Per Month/ 0 Hours During Trading 12) 02/24/2025 - Quotient Technologies - None - Business Entity For Tax/Investment Purposes Only - At Reported business Location(s) - Start Date :03/01/2025 - 10 Hrs/Mth - 5 Hrs During Trading. 13) 02/24/2025 - Quotient Advisor Community - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported business Location(s) - Start Date :03/01/2025 - 20 Hrs/Mth - 5 Hrs During Trading. 14) 07/14/2025 - Lucia Management Company dba LuciaPro - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported business Location(s) - Start Date:11/11/2020 - 8 Hrs/Mth - 0 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-08-21
• S65 Uniform Investment Adviser Law Examination
  2001-09-14

Other Names

• Raymond J Lucia