William Maurice Moriarty

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → Present
  William Moriarty Insurance Agency
  La Grange, KY
• 01/2007 → Present
  State Farm Vp Management Corp.
  La Grange, KY
• 11/2018 → Present
  State Farm Investment Management Corp
  La Grange, KY

Previous Registrations

• 2005-09-08 → 2006-05-16
  First Command Brokerage Services, Inc.
  Pensacola, FL
  Pensacola, FL
• 2005-01-05 → 2005-09-14
  First Command Bank
  Fort Worth, TX

Other Businesses

1) WMC Properties, LLC; Non-Investment-Related; 304 West Jefferson Street, La Grange, KY 40031; Investment or Commercial Property; Owner; 4/15/2010; 2 HR/MO & 1 HR/MO; My wife & I are only members of WMC Properties, LLC which owns the building where my office is located. I have been occupying all of the building for my Agency but will be changing that in the near future.; Lending/Borrowing Activities, Control of the checkbook, Review bank statements, make deposits in the checking account, Pay bills/Co-Signor on checking account. 2) William Moriarty's Insurance Agency; Insurance Agency; Investment-related; 304 W Jefferson St La Grange, KY 40031-1112; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 1/1/2007; 80; 80; Service customers and supervise employees 3) 502 Bluegrass Holdings LLC; investment-related; 3041 Fallen Wood Ln La Grange, KY 40031; Investment or Commercial Property; Partner; None; 06/23/2025; 4;0; invest in residential real estate properties. 4) Bluegrass Properties MO, LLC; non-investment-related; 3041 Fallen Wood Ln. La Grange, KY 40031; Investment or Commercial Property; Partner; None; 06/27/2025; 2;0; residential real estate rental property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-11-28
• S63 Uniform Securities Agent State Law Examination
  2002-03-04

Other Names

• Bill Moriarty