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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-26 |
| KY | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| (Dba) Financial Solutions, Inc. | Lagrange | KY | 06/2015 | Present |
| Concourse Financial Group Securities Inc | Lagrange | KY | 07/2015 | 02/2025 |
| Cetera Wealth Services, Llc | Lagrange | KY | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) FINANCIAL SOLUTIONS; Investment Related; 309 W Jefferson Street, Lagrange, KY 40031; Financial Services; Financial Planner; Start Date 07/2015; 10 hours per month with 8 hours per month occurring during trading hours; Provide clients with comprehensive financial planning and investment management services. >> OLDHAM CHAMBER AND ECONOMIC DEVELOPMENT; Non-Investment Related; 1112 S 1st Avenue, Lagrange, KY 40031; Economic Development; Treasurer; Start Date 11/2017; 3 hours per month with no hours per month occurring during trading hours; As treasurer I provide guidance on the budget and financial standing of the organization - I review the proposed annual budget and assist the Director in examining it throughout the year.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-26 |
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