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Zachary Stephen Van Zant

Cetera Investment Advisers LLC

Lagrange, KY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-26
KY RA APPROVED 2025-02-20
  • TX RA
    APPROVED
    Since 2025-03-26
  • KY RA
    APPROVED
    Since 2025-02-20

Branch Locations

309 W. Jefferson Street, Lagrange, KY 40031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
(Dba) Financial Solutions, Inc. Lagrange KY 06/2015 Present
Concourse Financial Group Securities Inc Lagrange KY 07/2015 02/2025
Cetera Wealth Services, Llc Lagrange KY 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 06/2015 → Present
    (Dba) Financial Solutions, Inc.
    Lagrange, KY
  • 07/2015 → 02/2025
    Concourse Financial Group Securities Inc
    Lagrange, KY
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Lagrange, KY
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-08-26 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Lagrange, KY
    Birmingham, AL
Other Businesses

(dba) FINANCIAL SOLUTIONS; Investment Related; 309 W Jefferson Street, Lagrange, KY 40031; Financial Services; Financial Planner; Start Date 07/2015; 10 hours per month with 8 hours per month occurring during trading hours; Provide clients with comprehensive financial planning and investment management services. >> OLDHAM CHAMBER AND ECONOMIC DEVELOPMENT; Non-Investment Related; 1112 S 1st Avenue, Lagrange, KY 40031; Economic Development; Treasurer; Start Date 11/2017; 3 hours per month with no hours per month occurring during trading hours; As treasurer I provide guidance on the budget and financial standing of the organization - I review the proposed annual budget and assist the Director in examining it throughout the year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-26
  • S66 Uniform Combined State Law Examination
    2015-08-26
Designations
Other Names
  • Zachary Vanzant
  • Zack Stephen Van Zant

View on SEC IAPD

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