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William Taylor Kemper

Pnc Wealth Management LLC

Lagrange, KY

CRD 4118502

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2004-07-12
  • KY RA
    APPROVED
    Since 2004-07-12

Branch Locations

415 South First Street, Lagrange, KY 40031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Lagrange KY 01/2004 Present
  • 01/2004 → Present
    Pnc Investments
    Lagrange, KY
Other Businesses

2002 / Property Owner / Family Vacation Account KEMPER AND HAERTZEN PROPERTIES / non-investment related / zero hours during trading //

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-08
S63 Uniform Securities Agent State Law Examination 2000-02-09
  • S65 Uniform Investment Adviser Law Examination
    2004-07-08
  • S63 Uniform Securities Agent State Law Examination
    2000-02-09

View on SEC IAPD

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