Amanda Grace Connaughton

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 05/2020
  Concourse Financial Group Securities Inc
  La Grange, KY
• 07/2019 → 05/2020
  (Dba) Financial Solutions
  La Grange, KY
• 12/2014 → 10/2017
  Papa John's
  La Grange, KY
• 03/2017 → 05/2018
  Western Kentucky University Housing
  Bowling Green, KY
• 05/2018 → 06/2019
  Financial Solutions
  La Grange, KY
• 07/2015 → 05/2019
  Western Kentucky University
  Bowling Green, KY
• 05/2020 → 02/2025
  Concourse Financial Group Securities Inc
  La Grange, KY
• 05/2020 → Present
  (Dba) Financial Solutions
  La Grange, KY
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Lagrange, KY
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-05-12 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Lagrange, KY
  Birmingham, AL

Other Businesses

1. (dba) FINANCIAL SOLUTIONS; Investment Related; 309 W Jefferson Street, La Grange, KY 40031; Financial Services; Financial Planning Assistant (07/2019); Financial Adviser (05/2020); Financial Planner (05/2021); 160 hours per month with most 160 hours per month occurring during trading hours; Schedule client meetings, marketing preparation, and act as a licensed adviser. 2. AMANDA CONNAUGHTON INSURANCE; Investment Related; 309 W Jefferson Street, La Grange, KY 40031; Insurance; Producer/Planner; Start Date 01/2021; 20 hours per month with those hours per month occurring during trading hours; Offer clients health and/or life insurance products if needed and/or if they are interested; 3. SAVVY LADIES JUNIOR BOARD; Non-Investment Related; 309 W Jefferson Street, La Grange, KY 40031; Other; Board Member; Start Date 05/2023; 4 hours per month with those 4 hours occurring during trading hours; I will be virtually serving on this board with a responsibility for extending and supporting the organization's educational program and raising awareness about the organization, participating in fundraising and supporting its mission; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2019, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S66 Uniform Combined State Law Examination
  2020-05-08

Designations

• Certified Financial Planner

Other Names

• Amanda G Collins
• Amanda Grace Collins