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Amanda Grace Connaughton

Cetera Investment Advisers LLC

Lagrange, KY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-02-20
  • KY RA
    APPROVED
    Since 2025-02-20

Branch Locations

309 W. Jefferson Street, Lagrange, KY 40031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc La Grange KY 04/2018 05/2020
(Dba) Financial Solutions La Grange KY 07/2019 05/2020
Papa John's La Grange KY 12/2014 10/2017
Western Kentucky University Housing Bowling Green KY 03/2017 05/2018
Financial Solutions La Grange KY 05/2018 06/2019
Western Kentucky University Bowling Green KY 07/2015 05/2019
Concourse Financial Group Securities Inc La Grange KY 05/2020 02/2025
(Dba) Financial Solutions La Grange KY 05/2020 Present
Cetera Wealth Services, Llc Lagrange KY 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 04/2018 → 05/2020
    Concourse Financial Group Securities Inc
    La Grange, KY
  • 07/2019 → 05/2020
    (Dba) Financial Solutions
    La Grange, KY
  • 12/2014 → 10/2017
    Papa John's
    La Grange, KY
  • 03/2017 → 05/2018
    Western Kentucky University Housing
    Bowling Green, KY
  • 05/2018 → 06/2019
    Financial Solutions
    La Grange, KY
  • 07/2015 → 05/2019
    Western Kentucky University
    Bowling Green, KY
  • 05/2020 → 02/2025
    Concourse Financial Group Securities Inc
    La Grange, KY
  • 05/2020 → Present
    (Dba) Financial Solutions
    La Grange, KY
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Lagrange, KY
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-05-12 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Lagrange, KY
    Birmingham, AL
Other Businesses

1. (dba) FINANCIAL SOLUTIONS; Investment Related; 309 W Jefferson Street, La Grange, KY 40031; Financial Services; Financial Planning Assistant (07/2019); Financial Adviser (05/2020); Financial Planner (05/2021); 160 hours per month with most 160 hours per month occurring during trading hours; Schedule client meetings, marketing preparation, and act as a licensed adviser. 2. AMANDA CONNAUGHTON INSURANCE; Investment Related; 309 W Jefferson Street, La Grange, KY 40031; Insurance; Producer/Planner; Start Date 01/2021; 20 hours per month with those hours per month occurring during trading hours; Offer clients health and/or life insurance products if needed and/or if they are interested; 3. SAVVY LADIES JUNIOR BOARD; Non-Investment Related; 309 W Jefferson Street, La Grange, KY 40031; Other; Board Member; Start Date 05/2023; 4 hours per month with those 4 hours occurring during trading hours; I will be virtually serving on this board with a responsibility for extending and supporting the organization's educational program and raising awareness about the organization, participating in fundraising and supporting its mission; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2019, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-08
  • S66 Uniform Combined State Law Examination
    2020-05-08
Designations
Other Names
  • Amanda G Collins
  • Amanda Grace Collins

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