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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-09 |
| IA | RA | APPROVED | 2011-01-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 01/2011 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2011 | Present |
1. GR GRANDSLAM LLC; 4027 GLASS ROAD NE, CEDAR RAPIDS, IA 52402; CO-OWNER OF OFFICE BUILDING; 9/2020; 2 HRS/MONTH. 2. BOSCH FINANCIAL INC; 4027 GLASS ROAD NE, CEDAR RAPIDS, IA 52402; DBA VICE PRESIDENT; 9/2001. 3. INDIANRIDGE OWNERS CORPORATION; 3603 HONEY HILL DR, SE CEDAR RAPIDS, IA 52403; HOA TREASURER; 1/9/2023; 1 HR/MONTH. 4. ASSOCIATED GENERAL CONTRACTORS OF IOWA; 701 E COURT AVE B, DES MOINES, IA 50309; MEMBER; 3/1/2023; 0 HRS. 5. INVESTMENT PROPERTY; 17524 E WHITEHORN DR, RIO VERDE, AZ, 85263; OWNER; 6/1/2024; 5 HRS/MONTH. 6. CEDAR RAPIDS COMMUNITY SCHOOL DISTRICT - SCHOOL IMPROVEMENT ADVISORY COMMITTEE; 2500 EDGEWOOD ROAD NW, CEDAR RAPIDS, IA 52405; MEMBER; START 12/2/2024; 1 HR/MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-11 |
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