Best Investors
Account
Sign in
Best Investors
Account
Sign in
3200 Steck Ave Suite 200, Austin, TX 78757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-22 |
Branch Locations
1619 E Common St. Suite 1101, New Braunfels, TX 78130 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oakwell Private Wealth Management | New Braunfels | TX | 07/2016 | Present |
(1) 4/1/2010: REGISTERED INVESTMENT ADVISOR - STRATEGIC FINANCIAL CONCEPTS, LLC - HYBRID - PROVIDES FINANCIAL PLANNING AND ADVISORY SERVICES - (HYBRID) STRATEGIC FINANCIAL CONCEPTS, LLC - TIME SPENT 80% - SAN ANTONIO, TX. (2) 5/20/2010: NON-VARIABLE INSURANCE - NATIONAL FINANCIAL ALLIANCE, LLC - PROVIDE CLIENT'S WITH FIXED INSURANCE BASED UPON THEIR NEEDS. - TIME SPENT 10% - SAN ANTONIO, TX. (3) 8/31/2010: DBA ONLY - TOUCHSTONE WEALTH PLANNERS, INC. - SAN ANTONIO, TX. (4) 7/2/2012: NON-VARIABLE INSURANCE DBA - NATIONAL FINANCIAL ALLIANCE, LLC - PROVIDE VARIABLE INSURANCE AND ANNUITIES FOR CLIENTS. - TIME SPENT 50% - SAN ANTONIO, TX (5) 07/02/2013 - DBA ONLY - NFA WEALTH MANAGEMENT - SAN ANTONIO, TX (6) 12/23/2015 * Legacy CFO, LLC * Insurance Agency * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 10/15/2015 * 20 HRS/MO; 20 HRS/MO DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-19 |
Reach out to this advisor