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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-25 |
| TX | RA | APPROVED | 2022-07-20 |
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2020-03-09 |
Branch Locations
280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities, Llc | New York | NY | 06/2011 | 02/2020 |
| Wells Fargo Clearing Services, Llc | New York | NY | 02/2020 | Present |
MARTIME EAST HOLDINGS LLC, INV RELATED, SOUTHHAMPTON, NY, 100% OWNERSHIP WTIH SPOUSE, START 12/15/2017, 5 HOURS PER MONTH, ZERO DURING TRADING, REAL ESTATE HOLDINGS.| MARTIME EAST LLC, INV RELATED, NEW YORK, NY, 100% OWNERSHIP WTIH SPOUSE, START 8/2/2016, 3 HOURS PER MONTH, ZERO DURING TRADING, CONSTRUCTION, REMODEL, AND PROPERTY MANAGEMENT BUSINESS.| MAPLE BRIDGE LLC, INV RELATED, NEW YORK, NY, 100% OWNERSHIP WTIH SPOUSE, START 5/22/2018, 3 HOURS PER MONTH, ZERO DURING TRADING, HOLDS RENTAL PROPERTY.| ELM STREET CAPITAL LLC, INV RELATED, MONSEY, NY, 100% OWNERSHIP WTIH SPOUSE, START 6/7/2019, 3 HOURS PER MONTH, ZERO DURING TRADING, HOLDS RENTAL PROPERTY.| # NORTH MAIN LLC, INV RELATED, NEW YORK, NY, 100% OWNERSHIP WTIH SPOUSE, START 12/22/2017, 3 HOURS PER MONTH, ZERO DURING TRADING, HOLDS RENTAL PROPERTY.| RENTAL PROPERTY, INV RELATED, SOUTHAMPTON, NY, 100% OWNERSHIP WITH SPOUSE, START 2/15/2018, 3 HOURS PER MONTH, ZERO DURING TRADING, RENTAL PROPERTY.| RENTAL PROPERTY, INV RELATED, SOUTHAMPTON, NY, 100% OWNERSHIP WITH SPOUSE, START 6/14/2019, 3 HOURS PER MONTH, ZERO DURING TRADING, RENTAL PROPERTY.| RIVERSVILLE PROPERTIES LLC, INV RELATED, GREENWICH, CT, 100% OWNERSHIP WITH SPOUSE, START 11/2/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS REAL ESTATE.| CLIFFDALE FARM LLC, INV RELATED, GREENWICH, CT, 100% OWNERSHIP WITH SPOUSE, START 11/2/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS PRIMARY RESIDENCE.| RENTAL PROPERTY, INVT RELATED, GREENWICH, CT, 100% OWNERSHIP WITH SPOUSE, START DATE 5/19/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-13 |
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