Michael George Breard

Current Employers

Employment History

• 07/2009 → 03/2022
  Lpl Financial Llc
  Baton Rouge, LA
• 03/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2009 → Present
  Hays Breard Financial Group
  Baton Rouge, LA
• 10/2009 → Present
  Hays Breard Financial Group, Llc
  Baton Rouge, LA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2024 → Present
  Three Filles Llc
  Baton Rouge, LA

Previous Registrations

• 2009-08-04 → 2022-04-25
  Lpl Financial Llc
  Baton Rouge, LA
  San Diego, CA
  Baton Rouge, LA
• 2006-10-04 → 2009-08-03
  Ameriprise Financial Services, Llc
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
• 2002-06-17 → 2002-08-09
  Waddell & Reed
  Baton Rouge, LA

Other Businesses

1. NAME OF OTHER BUSINESS: HAYS AND BREARD ENTERPRISES, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 07/2007 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWNER OF BUILDING THEY OCCUPY 2. NAME OF OTHER BUSINESS: BREARDCO, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RESTURANT INTEREST START DATE: 01/2014 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: REVIEW FINANCIALS AND OVERSEE FINANCIALS. I HAVE NO DAY TO DAY RESPONSIBILITIES 3. NAME OF OTHER BUSINESS: HAYS BREARD FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2009 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 4. NAME OF OTHER BUSINESS: HAYS BREARD FINANCIAL GROUP, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BUSINESS ENTITY INCORPORATED AS LLC THAT PAYS OUR BUSINESS OFFICE EXPENSES START DATE: 10/2009 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BUSINESS ENTITY FOR TAX PURPOSES. INCORPORATED LLC THAT PAYS OUR BUSINESS EXPENSES; 5. NAME OF OTHER BUSINESS: THREE FILLES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC; START DATE: 3/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC CREATED TO INVEST IN DIVERGENT NETWORKS, LLC; 6. NAME OF OTHER BUSINESS: DIVERGENT NETWORKS LLC; INVESTMENT RELATED: NO; ADDRESS: 9129 FLORIDA BLVD, WALKER, LA 70785; NATURE OF BUSINESS: DATA CENTER; START DATE: 3/2024; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DATA CENTER MANAGEMENT - INVESTOR ONLY;

Exams

• S66 Uniform Combined State Law Examination
  2002-02-28