Best Investors Account Sign in

Marc Robert Casiano

Captrust

Raleigh, NC

Claim This Profile
Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-04-15
  • NC RA
    APPROVED
    Since 2020-04-15

Branch Locations

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Durham NC 12/2001 02/2018
Td Ameritrade, Inc. Durham NC 02/2018 09/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2019
Capfinancial Securities Llc Raleigh NC 04/2020 Present
Capfinancial Partners Llc (Captrust) Raleigh NC 04/2020 Present
Unemployed Cary NC 09/2019 04/2020
  • 12/2001 → 02/2018
    Scottrade, Inc.
    Durham, NC
  • 02/2018 → 09/2019
    Td Ameritrade, Inc.
    Durham, NC
  • 02/2018 → 09/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 04/2020 → Present
    Capfinancial Securities Llc
    Raleigh, NC
  • 04/2020 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 09/2019 → 04/2020
    Unemployed
    Cary, NC
Previous Registrations
  • 2018-02-27 → 2019-09-11
    Td Ameritrade, Inc.
    Durham, NC
  • 2018-02-26 → 2019-09-11
    Td Ameritrade Investment Management, Llc
    Durham, NC
    Omaha, NE
  • 2017-05-30 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-30
S63 Uniform Securities Agent State Law Examination 2004-04-16
  • S66 Uniform Combined State Law Examination
    2017-05-30
  • S63 Uniform Securities Agent State Law Examination
    2004-04-16
Other Names
  • Marc Casiono
  • Marc Robert Casiono

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor