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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-26 |
| CA | RA | APPROVED | 2013-05-30 |
Branch Locations
399 Park Ave., 39Th Floor, New York, NY 10022 • United States
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
Palatine, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Group / Capital Client Group, Inc. | Los Angeles | CA | 01/2009 | Present |
| Teaa Llc | Palatine | IL | 03/2025 | Present |
TEAA LLC POSITION: Manager (50/50 partner) NATURE: Real estate partnership with a local builder. I am financing the purchase and development of two residential lots. My role is strictly finance. My partner is a local builder. He will be doing all of the work to improve the site and sell the lots to clients. Duration of the partnership is anticipated to be less than 1 year. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/17/2025 ADDRESS: Palatine IL 60067, United States DESCRIPTION: I will have no active day to day role in the partnership. My role is strictly finance. I will meet with my partner on a regular basis to ensure things are moving as planned. This time commitment is minimal. Start state of the LLC is still in flux - 3/17 date is approximate.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-06-12 |
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