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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-11-02 |
| FL | RA | APPROVED | 2011-10-24 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Fort Lauderdale | FL | 10/2011 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
(1) 492671 - Trust / Investment Related / Greenwood Village, CO / Trustee, Co-Trustee / Start 07-June-2010 / During business hours: 0 / After business hours: 0. (2) 340000 - Clover Club Worldwide LLC / Investment Related / Fort Lauderdale, FL / Recreation, Indoor Golf Facility / Sole Proprietor, Owner / Start 02-July-2018 / During business hours: 0 / After business hours: 10 / Management. (3) 370090 - Pure Good Karma, LLC / Investment Related / LLC that acts as the managing member of a multi member LLC / Managing Member / Start 21-January-2019 / During business hours: 0 / After business hours: 5.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-04 |
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