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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-30 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
2 Alhambra Plaza Suite 620, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Miami | FL | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 05/2021 |
| Laidlaw & Company (Uk) Ltd | Coral Gables | FL | 05/2021 | 12/2024 |
| Laidlaw Wealth Management | Coral Gables | FL | 05/2021 | 12/2024 |
| U.S. Capital Wealth Advisors | Austin | TX | 01/2025 | 06/2026 |
| Usca Securities Llc | Austin | TX | 03/2025 | Present |
| Arax Advisory Partners | Coral Gables | FL | 06/2026 | Present |
MARION MOORE FOUNDATION INC, INVESTMENT RELATED; NEW YORK, NY; CIO & DIRECTOR; START 5/1/2009; 2 HRS PER MONTH; 1 HR DURING TRADING, PRIVATELY FUNDED CHARITABLE FOUNDATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-05 |
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