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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-23 |
| NJ | RA | APPROVED | 2023-08-25 |
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
The Malin-Flatiron 895 Broadway 4Th Floor, New York, NY 10003 • United States
Asbury Park, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Fincnail Network | Waltham | MA | 02/2011 | Present |
| Element Financial Group | New York | NY | 02/2011 | Present |
1. Fixed insurance sales, as of 2010, 0% of time spent during business hours, conducted at branch location; investment-related. 2. Element Financial Group LLC, managing partner and owner of private entity created to operate securities business, as of 02/01/2011, 100% of time spent during business hours, conducted at branch location; investment related. 3. Acting in public service announcement, answering questions on improving the education system; as of 08/05/2015, 0% of time spent during business hours, not investment related; not conducted at branch location.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-11 |
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