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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-08-06 |
| TX | RA | APPROVED | 2025-08-06 |
Branch Locations
1055 Jordan Creek Parkway Suite 130, West Des Moines, IA 50266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | West Des Moines | IA | 07/2015 | 02/2017 |
| Iowa Wealth Management, Llc | West Des Moines | IA | 02/2017 | 05/2017 |
| Investment Centers Of America, Inc. | West Des Moines | IA | 06/2017 | 10/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | 08/2025 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | 08/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2025 | Present |
1. NAME OF OTHER BUSINESS: ONEWEALTH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 06/2017 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MANAGE CLIENTS INVESTMENT PORTFOLIO'S
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-11 |
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