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Brian J Jameson

Wells Fargo Clearing Services, LLC

West Des Moines, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2011-01-03
  • IA RA
    APPROVED
    Since 2011-01-03

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Des Moines IA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Des Moines IA 11/2016 Present
Previous Registrations
  • 2007-09-19 → 2011-01-03
    Wells Fargo Investments, Llc
    Indianola, IA
    Pella, IA
    Knoxville, IA
    Des Moines, IA
    Des Moines, IA
    Pleasant Hill, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-14
S63 Uniform Securities Agent State Law Examination 2002-04-09
  • S66 Uniform Combined State Law Examination
    2007-09-14
  • S63 Uniform Securities Agent State Law Examination
    2002-04-09

View on SEC IAPD

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Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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