Louis Romano

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → Present
  Jpmorgan Chase Bank Na
  New York, NY
• 11/2003 → Present
  Jpmorgan Securities Llc
  New York, NY

Previous Registrations

• 2002-05-14 → 2004-04-06
  J.P. Morgan Securities Inc.
  New York, NY
  New York, NY
  New York, NY

Other Businesses

Entity Name: Tuesday's Children Investment related: No "Address: 390 Plandome Road, Suite 215, Manhasset, NY 11030" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Tuesday's Children provides healing and resilience for military families of the fallen and families affected by 9/11, turning pain into purpose while honoring their legacies. I have been elected Treasurer of the Board and serve on the Finance Committee (non-Investments) and the Executive Committee. I have no discretion or powers on any accounts for the organization. This is a volunteer position with no compensation. Entity Name: Tuesday's Children Investment related: No Address: 10 New York, NY Nature of the other business: Tuesday's Children provides personalized support and a safe "landing place" to traumatized, grief-stricken children, families and communities left reeling from terrorism or traumatic loss Position/Title/Relationship: Director Start Date: 08 Aug 2018 Approximate # of hours a month: 4 Approximate # of hours during securities hours: 0 Briefly describe your duties: Director; serve on the finance committee

Exams

• S66 Uniform Combined State Law Examination
  2002-05-13

Designations

• Certified Financial Planner

Other Names

• Louis Michael Romano