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Current Employers
Five Talents Financial Management Group Llc

1441 29Th Street Ste 310, West Des Moines, IA 50266 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-08-11
  • IA RA
    APPROVED
    Since 2020-08-11

Branch Locations

1441 29Th Street Ste 310, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jergens Investments, Inc Clive IA 02/2013 Present
Lpl Financial Llc West Des Moines IA 02/2014 Present
Five Talents Financial Management Group, Llc West Des Moines IA 08/2020 Present
Previous Registrations
  • 2012-10-01 → 2012-11-01
    Windsor Heights, IA
    St Louis, MO
Other Businesses

1. 02/19/2014 - JERGENS INVESTMENTS, INC/ FOR ACCOUNTING PURPOSES ONLY/ 0%/ DE MOINES, IA 2. 02/11/2015 - FIVE TALENTS FINANCIAL MANAGEMENT GROUP - INV REL - 1441 29th St, #310 West Des Moines, IA 50266 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 40 HOURS PER MONTH - DE MOINES, IA 3. 02/17/2015 - NOTARY PUBLIC - IVN REL - 1441 29th Street, #310 West Des Moines, IA 50266 - Notary - START 02/10/2015 - 1 HOUR PER MONTH, 1 DURING TRADING - Notarization of documents. No employees. No revenue. This service does share space with my securities business. 4. 6/9/2021 - Five Talents Financial Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/29/2020 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Five Talents Financial Management Group, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-03
  • S66 Uniform Combined State Law Examination
    2012-08-03

View on SEC IAPD

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