Emerson Lee Paul

Current Employers

Employment History

• 09/1987 → 10/2017
  Weinhold, Nickel & Company, Llp
  Reamstown, PA
• 03/1990 → 12/2019
  Reamstown Mutual Insurance Company
  Reamstown, PA
• 12/2001 → 02/2019
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2004 → 02/2019
  Cetera Investment Advisors Llc
  Schaumburg, IL
• 10/2017 → 08/2018
  Wnc Cpa'S & Consultants, Llc
  Reamstown, PA
• 12/2018 → Present
  Covenant Cpa Llc
  Ephrata, PA
• 02/2019 → 02/2025
  Concourse Financial Group Securities Inc
  Ephrata, PA
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Ephrata, PA
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-02-05 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Ephrata, PA
  Ephrata, PA
  Birmingham, AL
  Ephrata, PA
  Birmingham, AL
• 2004-09-28 → 2019-02-06
  Cetera Investment Advisers Llc
  Reamstown, PA
  Stevens, PA
  Ephrata, PA

Other Businesses

(dba) VISION FINANCIAL SERVICES LLC; Investment Related; 226 S Reading Road, Ephrata, PA 17522; Investment Services; Owner; Start Date 02/2019; 80 hours per month with 60 of those hours occurring during trading hours; Primarily mutual fund transactions direct with the fund families as required by my investment clients. >> EMERSON PAUL; Investment Related; 226 S Reading Road, Ephrata, PA 17522; Insurance; Independent Producer; Start Date 01/2015; 2 hours per month during trading hours; Sales and service of life, health, disability, fixed and variable annuity and long-term care insurance products. >> COVENANT CPA LLC; Non-Investment Related; 226 S Reading Road, Ephrata PA 17522; CPA Firm; CPA/Seasonal Tax Preparer; Start Date 12/2018; 40 hours per month with 32 of those hours occurring during trading hours; Tax Preparation and Tax Planning. Payroll, bookkeeping and business consulting are available through Covenant CPAs LLC. >> ST JOHN'S UCC FOUNDATION; Non-Investment Related; 659 S Fourth Street, Denver PA 17517; Church; Committee Member-Treasurer; Start Date 01/2015; 2 hours per month with no hours occurring during trading hours; Attend committee meetings as needed. All requests are also approved by Church Consistory. Serve as a check signer (dual signatures required) for the disbursement of funds as requested and approved. No involvement with actual investment decisions. >> UNITED CHURCH OF CHRIST HOMES; Non-Investment Related; 30 North 31st Street, Camp Hill, PA 17011; Other; Board Member; Start Date 04/2023; 3 hours per month with 1 hour per month occurring during trading hours; Serve as a volunteer board member for this non-profit organization.

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-10-23

Designations