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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-07-10
  • CA RA
    APPROVED
    Since 2015-07-10

Branch Locations

51 Daniels Ave, Vallejo, CA 94590 • United States

Vallejo, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vallejo CA 07/2015 03/2020
Ameriprise Financial Services, Llc Vallejo CA 03/2020 Present
Previous Registrations
  • 2009-06-01 → 2015-07-31
    San Rafael, CA
    San Rafael, CA
  • 2008-02-19 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Rafael, CA
  • 2007-05-29 → 2008-02-27
    Mill Valley, CA
    Napa, CA
    Mill Valley, CA
  • 2004-11-05 → 2007-05-29
    Citicorp Investment Services
    Mill Valley, CA
    Mill Valley, CA
Other Businesses

Real Estate Ownership; Multi-Family; 1312/1314 Marin Street, , Vallejo, CA, 94590; Not Investment-Related; 07/10/2015 / Single Family; 180 Farrigut Ave, , Vallejo, CA, 94590; Not Investment-Related; 07/10/2015 / Multi-Family; 732 Wilson Avenue, , Vallejo, CA, 94590; Not Investment-Related; 07/10/2015 / Single Family; 1310 E 84th Street, , cleveland, OH, 44103; Not Investment-Related; 01/01/2018 / Multi-Family; 5 rue Du Vert Galant, , Confolens FRANCE, CA, 16500; Not Investment-Related; 12/08/2021. Business Ownership; Amna and Ayse Airbnb; ; We have a cottage behind our house. This cottage is used for airbnb guests. It is a business because expenses are deducted; 732 Wilson Avenue, Vallejo CA, ,; Not Investment-Related; 07/10/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Karah & Co; ; My twin daughters Amna and Ayse, age 17 decorate and stage houses for a local real estate agent. As they are two young to manage this without an adult supervision, I am the owner of the business.; 732 Wilson Avenue, Vallejo CA, ,; Not Investment-Related; 07/10/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Karah LLC; Airbnb in France; This company is to manage and fund a house in france renovation. This home will require two years of renovation, after which my daughters Amna and Ayse will likely airbnb the house to fund their college expenses.; 5 rue du Vert Galant, , Confolens, France, CA, 16500; Not Investment-Related; 12/08/2021; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Solano Community College; Solano Community College Board Trustee for Area 1; 4000 Suisun Valley Road, , Fairfield, CA, 94534; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Mohamed Karah; daughter! - Help my father oversee Family business holdings as and when appropriate. Large real estate holdings and a farm growing grapes and producing wine. My father is 84 years old and needs my help.; ; 107 Bridgeway Sausalito CA 94565, ,; Not Investment-Related; 05/31/2019; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-03
S63 Uniform Securities Agent State Law Examination 2002-06-21
  • S65 Uniform Investment Adviser Law Examination
    2004-11-03
  • S63 Uniform Securities Agent State Law Examination
    2002-06-21
Other Names
  • Karimah Karah

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