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Karen De La Rea Lee

J.P. Morgan Securities LLC

Vallejo, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-24
TX RA APPROVED 2025-01-24
  • CA RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED
    Since 2025-01-24

Branch Locations

972A Admiral Callaghan Lane, Vallejo, CA 94591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Walnut Creek CA 09/2001 11/2023
Fidelity Investments Walnut Creek CA 11/2023 01/2025
Fidelity Brokerage Services Llc Walnut Creek CA 11/2023 01/2025
Fidelity Personal And Workplace Advisors Walnut Creek CA 02/2024 01/2025
J.P. Morgan Securities Llc Pleasant Hill CA 01/2025 Present
Jpmorgan Chase Bank, N.A. Pleasant Hill CA 01/2025 Present
  • 09/2001 → 11/2023
    Jpmorgan Chase Bank, N.A.
    Walnut Creek, CA
  • 11/2023 → 01/2025
    Fidelity Investments
    Walnut Creek, CA
  • 11/2023 → 01/2025
    Fidelity Brokerage Services Llc
    Walnut Creek, CA
  • 02/2024 → 01/2025
    Fidelity Personal And Workplace Advisors
    Walnut Creek, CA
  • 01/2025 → Present
    J.P. Morgan Securities Llc
    Pleasant Hill, CA
  • 01/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Pleasant Hill, CA
Previous Registrations
  • 2024-02-21 → 2025-01-14
    Fidelity Personal And Workplace Advisors
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-12
  • S66 Uniform Combined State Law Examination
    2024-02-12
Other Names
  • Karen De La Rea Lee
  • Karen Gancayco De La Rea
  • Karen De La Rea Paraiso
  • Karen Lee
  • Karen Gancayco De La Rea
  • Karen G Delarea
  • Karen D Lee

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · VALLEJO, CA
LPL FINANCIAL LLC · VALLEJO, CA
LINCOLN INVESTMENT · VALLEJO, CA
WELLS FARGO CLEARING SERVICES, LLC · VALLEJO, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Vallejo, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · VALLEJO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VALLEJO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Vallejo, CA

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