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Richard Patton Schultz

Lincoln Investment

Vallejo, CA

Woodland Hills, CA

Capital Analysts

Vallejo, CA

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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2015-01-06
CA RA APPROVED 2012-06-01
  • WA RA
    APPROVED
    Since 2015-01-06
  • CA RA
    APPROVED
    Since 2012-06-01

Branch Locations

109 Milita St, Vallejo, CA 94590 • United States

21800 Burbank Blvd Suite 200, Woodland Hills, CA 91367 • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-06-04
  • CA RA
    APPROVED
    Since 2012-06-04

Branch Locations

109 Milita Street, Vallejo, CA 94590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Analysts Incorporated Radnor PA 08/2003 Present
Lincoln Investment Vallejo CA 06/2012 Present
  • 08/2003 → Present
    Capital Analysts Incorporated
    Radnor, PA
  • 06/2012 → Present
    Lincoln Investment
    Vallejo, CA
Previous Registrations
  • 2003-09-05 → 2012-06-01
    Cincinnati Analysts, Inc.
    Woodland Hills, CA
    Vallejo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-03
S63 Uniform Securities Agent State Law Examination 1997-03-03
  • S65 Uniform Investment Adviser Law Examination
    1999-06-03
  • S63 Uniform Securities Agent State Law Examination
    1997-03-03

View on SEC IAPD

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DIANNE FRANCINE JONES
DAVID RODRIGUEZ CRUZ
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JACK DOUGLAS MILLER
ALICIA ELDER COOK
Alfonso Madrigal Pantoja

Other Offices

J.P. MORGAN SECURITIES LLC · VALLEJO, CA
LPL FINANCIAL LLC · VALLEJO, CA
LPL FINANCIAL LLC · VALLEJO, CA
WELLS FARGO CLEARING SERVICES, LLC · VALLEJO, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Vallejo, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · VALLEJO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VALLEJO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Vallejo, CA

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