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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-08-31 |
Branch Locations
1702 Tennessee St, Vallejo, CA 94590 • United States
3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States
3005 Alamo Dr, Vacaville, CA 95687 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vacaville | CA | 03/2015 | 11/2016 |
| Bank Of America, N.A. | Vacaville | CA | 03/2015 | 11/2016 |
| Jpmorgan Securities Llc | Fairfield | CA | 11/2016 | 08/2021 |
| Now Ya Ngo Photo Booth | Vacaville | CA | 11/2015 | Present |
| Wells Fargo Clearing Services, Llc | Santa Rosa | CA | 08/2021 | Present |
| 2136 Montclair Rental Home | Fairfield | CA | 12/2015 | Present |
RENTAL PROPERTY, INV RELATED, FAIRFIELD, CA, 100% OWNERSHIP, START 8/1/2015, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. NOW YA NGO PHOTO BOOTH, NOT INV RELATED, VACAVILLE, CA, 100% OWNERSHIP, START 1/5/2021, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, PHOTO BOOTH BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-10 |
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