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John Dillard Cocke

Kairos Asset Advisory, LLC

Mobile, AL

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Current Employers
Kairos Asset Advisory, Llc

1055 Dauphin Street, Mobile, AL 36604 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-06-23
AL RA APPROVED 2010-09-17
  • LA RA
    APPROVED
    Since 2021-06-23
  • AL RA
    APPROVED
    Since 2010-09-17

Branch Locations

1055 Dauphin Street, Mobile, AL 36604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kairos Asset Advisory, Llc Mobile AL 08/2010 Present
Previous Registrations
  • 2010-09-17 → 2018-12-31
    Mobile, AL
  • 2008-04-23 → 2010-12-31
    Kairos Asset Management, Llc
    Atlanta, GA
Other Businesses

LAGNiAPPE Marketing & Strategic Design - CFO, Part-time. Unpaid, Wife's business. JACO Capital, LLC - (Co-owner with wife -Real estate holding company) Own residential and commercial real estate - including our office space. No time devoted during trading hours. Not related to KAIROS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-20
S63 Uniform Securities Agent State Law Examination 2000-10-20
  • S65 Uniform Investment Adviser Law Examination
    2007-06-20
  • S63 Uniform Securities Agent State Law Examination
    2000-10-20
Other Names
  • John Dillard Cocke

View on SEC IAPD

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