Timothy Joseph Banks

Employer firm

The Worley Banks Group, LLC CRD 306890

$184M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 06/2018
  Lpl Financial Llc
  Creve Coeur, MO
• 08/2014 → 05/2020
  Rfg Advisory
  Creve Coeur, MO
• 12/2010 → 05/2020
  Four Seasons Wealth Management
  Creve Coeur, MO
• 06/2018 → 05/2020
  Private Client Services
  Creve Coeur, MO
• 05/2020 → Present
  The Worley Banks Group
  Creve Coeur, MO

Previous Registrations

• 2014-08-11 → 2020-09-04
  Rfg Advisory, Llc
  Creve Coeur, MO
• 2010-12-08 → 2015-10-28
  Lpl Financial Llc
  Creve Coeur, MO
• 2007-10-22 → 2010-12-08
  National Planning Corporation
  Crystal City, MO
• 2007-03-20 → 2007-10-22
  American General Securities Incorporated
  Festus, MO

Other Businesses

1) THE WORLEY BANKS GROUP, YES, ST. LOUIS, MO, INSURANCE, INDEPENDENT INSURANCE AGENT, 05/2020, 20 HOURS PER MONTH, 10 HOURS PER MONTH DURING TRADING HOURS, INSURANCE SALES. 2)OLD WEBSTER OWNERSHIP, LLC, NO, ST. LOUIS, MO, REAL ESTATE, SHARE CLASS OWNER, 2019, 0 HOURS PER MONTH, PASSIVE INVESTOR.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-15
• S66 Uniform Combined State Law Examination
  2002-04-18

Other Names

• Tim Banks