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Inactive

James G. Berman

Jbglobal.COm LLC

New York, NY

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Current Employers
Jbglobal.COm Llc

41 East 11Th Street 11Th Floor, New York, NY 10003 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
NY RA APPROVED 2021-02-11
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NY RA
    APPROVED
    Since 2021-02-11

Branch Locations

41 East 11Th Street 11Th Floor, New York, NY 10003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jbglobal.COm Llc New York NY 11/1996 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-10
  • S65 Uniform Investment Adviser Law Examination
    2004-12-10

View on SEC IAPD

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