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Mescal J Smith

Morgan Stanley

Spokane, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-05
WA RA APPROVED 2020-01-30
  • TX RA
    APPROVED_RES
    Since 2021-05-05
  • WA RA
    APPROVED
    Since 2020-01-30

Branch Locations

717 West Sprague Avenue Suite 500, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Spokane WA 10/2009 11/2016
Wells Fargo Clearing Services, Llc Spokane WA 11/2016 12/2019
Morgan Stanley Spokane WA 01/2020 Present
Morgan Stanley Private Bank, N.A New York NY 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-28
  • S66 Uniform Combined State Law Examination
    2002-03-28
Other Names
  • Mescal Frank
  • Mescal Jessica Smith
  • Mescal Smith

View on SEC IAPD

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Other Offices

VORPAHL WING ADVISORS, INC. · SPOKANE, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPOKANE, WA
LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · Spokane, WA
AMERIPRISE FINANCIAL SERVICES, LLC · Spokane, WA
OSAIC WEALTH, INC. · SPOKANE, WA
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