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Mikhael David Halper

Bny Mellon Securities Corporation

New York, NY

Uniondale, NY

Scarsdale, NY

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Current Employers
Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-07
FL RA APPROVED 2009-11-05
  • NY RA
    APPROVED
    Since 2021-08-07
  • FL RA
    APPROVED
    Since 2009-11-05

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

144 Glenn Curtiss Boulevard, Uniondale, NY 11556 • United States

Scarsdale, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation Boca Raton FL 10/2009 03/2024
Bny Mellon Securities Corporation Uniondale NY 03/2024 Present
Previous Registrations
  • 2007-01-05 → 2009-10-26
    Td Ameritrade, Inc.
    Boca Raton, FL
  • 2007-01-05 → 2009-10-26
    Td Ameritrade Investment Management, Llc
    Boca Raton, FL
  • 2005-08-12 → 2006-10-23
    Bny Mellon Securities Corporation
    Palm Beach Gardens, FL
    Boca Raton, FL
Other Businesses

DSO-licensed financial advisor selling insurance products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-10
S63 Uniform Securities Agent State Law Examination 2000-04-07
  • S65 Uniform Investment Adviser Law Examination
    2005-08-10
  • S63 Uniform Securities Agent State Law Examination
    2000-04-07
Other Names
  • Mike Halper

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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