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Keith Hassan

Arax Advisory Partners

New York, NY

New York, NY

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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-19
  • NY RA
    APPROVED
    Since 2026-07-19

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

521 5Th Avenue 12Th Floor, New York, NY 10175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Convergex Execution Solutions Llc New York NY 12/2014 06/2017
Laidlaw Company New York NY 09/2017 12/2024
Laidlaw Wealth Management New York NY 09/2017 12/2024
U.S. Capital Wealth Advisors Austin TX 01/2025 06/2026
Usca Securities Llc New York City NY 01/2025 Present
Arax Advisory Partners New York NY 06/2026 Present
  • 12/2014 → 06/2017
    Convergex Execution Solutions Llc
    New York, NY
  • 09/2017 → 12/2024
    Laidlaw Company
    New York, NY
  • 09/2017 → 12/2024
    Laidlaw Wealth Management
    New York, NY
  • 01/2025 → 06/2026
    U.S. Capital Wealth Advisors
    Austin, TX
  • 01/2025 → Present
    Usca Securities Llc
    New York City, NY
  • 06/2026 → Present
    Arax Advisory Partners
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-12
S63 Uniform Securities Agent State Law Examination 1999-12-08
  • S65 Uniform Investment Adviser Law Examination
    2018-02-12
  • S63 Uniform Securities Agent State Law Examination
    1999-12-08

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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