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John Thomas Hughes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-23
  • TX RA
    APPROVED
    Since 2009-10-23

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Addison TX 10/2009 Present
Bank Of America, Na Dallas TX 11/2009 Present
Previous Registrations
  • 2007-03-23 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Addison, TX
    Denison, TX
    Frisco, TX
  • 2003-04-24 → 2007-03-26
    Bbva Compass Investment Solutions, Inc
    Dallas, TX
    Carrollton, TX
    Carrollton, TX
    Dallas, TX
    Carrollton, TX
    Lewisville, TX
    Lewisville, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-03
  • S66 Uniform Combined State Law Examination
    2002-04-03

View on SEC IAPD

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Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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