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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-14 |
Branch Locations
2393 Hg Mosley Pkwy Building #2, Suite 102, Longview, TX 75604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Longview | TX | 05/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Longview | TX | 11/2016 | 01/2024 |
| Equitable Advisors, Llc | New York | NY | 02/2024 | Present |
| Kenneth Foley | Longview | TX | 02/2024 | Present |
1. KK FARMS SOAP AND SUCH; 4025 SH 154 W, GILMER, TX 75644; 100% OWNERSHIP; START 1/1/2023; APPROX. 15 HOURS PER MONTH. 2. PARADIGM 20/20 FINANCIAL STRATEGIES GROUP IN AFFILIATION WITH EQUITABLE ADVISORS; 2393 HG MOSLEY PKWY, BLDG 2, STE 102, LONGVIEW, TX 75604; RSA-B FOR DBA; START 1/11/2024; APPROX 16 HRS/MO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-21 |
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