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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-16 |
| IA | RA | APPROVED | 2005-08-05 |
Branch Locations
4201 Westown Pkwy Ste 350, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | West Des Moines | IA | 01/2002 | Present |
| Principal Securities Inc | West Des Moines | IA | 03/2016 | Present |
**OUTSIDE INSURANCE, BROKER, LIFE, FIXED ANNUITIES, LTC, DI, 12/12/13. **FLEETLINE LLC POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/25/2021 ADDRESS: 750 W. Walsh, Mon MO 63361, United States DESCRIPTION: LLC created for joint ownership of antique tractors. Other members include, father and two brothers. No sales or other business activities from this LLC. No customer base. Purely for joint ownership of tractors. **GOLDEN OAKS HOME OWNERS ASSOCIATION POSITION: Vice President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/23/2026 ADDRESS: 31358 Golden Wood, Gravois Mills MO 65037, United States DESCRIPTION: Small Home owners association located at Lake of the Ozarks, MO. My title is Vice President. There is 1 annual meeting and I have no ongoing responsibilities, unless the president is unable to attend the annual meeting, then I would conduct the meeting. I do not have access to any funds or bank accounts. The HOA does not have any investment accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-15 |
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