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David Robert Emswiler

First Citizens Investor Services, Inc.

Raleigh, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-02-23
  • NC RA
    APPROVED
    Since 2024-02-23

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 01/2024 Present
First Citizens Bank Raleigh NC 01/2024 Present
Bank Of America, N.A. Raleigh NC 06/2001 01/2024
  • 01/2024 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 01/2024 → Present
    First Citizens Bank
    Raleigh, NC
  • 06/2001 → 01/2024
    Bank Of America, N.A.
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-26
S63 Uniform Securities Agent State Law Examination 2002-04-15
  • S66 Uniform Combined State Law Examination
    2024-03-26
  • S63 Uniform Securities Agent State Law Examination
    2002-04-15
Designations

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
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