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Joshua Adam Gardner

Prosper Private Wealth

Mesa, AZ

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Current Employers
Prosper Private Wealth

4140 E Baseline Road Suite 101, Mesa, AZ 85206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-05
AZ RA APPROVED 2024-12-02
  • TX RA
    APPROVED
    Since 2025-03-05
  • AZ RA
    APPROVED
    Since 2024-12-02

Branch Locations

4140 E Baseline Road Suite 101, Mesa, AZ 85206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Tukwila WA 04/2013 04/2023
Fidelity Personal And Workplace Advisors Boston MA 07/2018 04/2023
Summit Global Investments Bountiful UT 04/2023 04/2025
Prosper Private Wealth, Llc Mesa AZ 08/2024 Present
  • 04/2013 → 04/2023
    Fidelity Brokerage Services Llc
    Tukwila, WA
  • 07/2018 → 04/2023
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 04/2023 → 04/2025
    Summit Global Investments
    Bountiful, UT
  • 08/2024 → Present
    Prosper Private Wealth, Llc
    Mesa, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-30
S63 Uniform Securities Agent State Law Examination 2002-02-02
  • S65 Uniform Investment Adviser Law Examination
    2002-04-30
  • S63 Uniform Securities Agent State Law Examination
    2002-02-02
Designations

View on SEC IAPD

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BRIAN JONATHAN BLANCHARD
LAURA MARIE JENSEN
RYAN J RICEDORFF
CECILIA CATALINA HENRIQUEZ-BURGESS
Mason Jay Massow
DANNY LEE BRIMHALL
Daniel Bruce Massow

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MESA, AZ
TRIBECA FINANCIAL, LLC · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ
LPL FINANCIAL LLC · Mesa, AZ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ
EDWARD JONES · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ

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