Eric Jesse Russell

Principal Securities, Inc.

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Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2007-01-03

IA RA
APPROVED

Since 2007-01-03

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Polk City, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Securities Inc	Des Moines	IA	11/2005	Present
Principal Life Insurance Co	Des Moines	IA	07/2005	Present

11/2005 → Present

Principal Securities Inc

Des Moines, IA
07/2005 → Present

Principal Life Insurance Co

Des Moines, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-27
S63	Uniform Securities Agent State Law Examination	2002-03-09

S66 Uniform Combined State Law Examination

2006-12-27
S63 Uniform Securities Agent State Law Examination

2002-03-09

View on SEC IAPD

Other Firms

OSAIC INSTITUTIONS, INC.

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OSAIC WEALTH, INC.

WEST FINANCIAL ADVISORS, L.L.C.

AVANTAX PLANNING PARTNERS, INC.

PROSPECTIVE VALUE PARTNERS LLC

Other Investors

Kathryn Leeper Hooper

ROGER ROBERT RUDEN

Christian Harrison Rogers

ARRON STEVEN CRAMER

RICHARD STEVENS YODER

CHRISTOPHER E JANDA

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA

EQUITABLE ADVISORS, LLC · DES MOINES, IA

LPL FINANCIAL LLC · DES MOINES, IA

OSAIC WEALTH, INC. · DES MOINES, IA

EDWARD JONES · DES MOINES, IA

WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA

AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA

PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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