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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2012-12-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/1999 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 10/1999 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. EXECUTIVE BOARD, CANTON ASSOCIATION OF BUSINESS AND INDUSTRY, 21 UNIVERSITY ROAD #E, CANTON, , MASSACHUSETTS, 02021, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/09/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVE ON THE EXECUTIVE BOARD I DO NOT WRITE CHECKS 3. DIRECTOR, UNIVERSITY OF MIAMI, 1320 S DIXIE HIGHWAY, CORAL GABLES, , FLORIDA, 33146, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/10/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ALUMNI BOARD OF DIRECTOR, CREATE VISION FOR THE UNIVERSITY'S ALUMNI ASSOCIATION 4. BOARD MEMBER, BLUE HILL BUSINESS GROUP, 999 RANDOLPH AVE, MILTON, , MASSACHUSETTS, 02186, UNITED STATES OF AMERICA, PRIVATE, START DATE: 10/11/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I SERVE AS A BOARD MEMBER FOR A BUSINESS DEVELOPMENT GROUP 5. LFG ENTERPRISES AND INSURANCE SERVICES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 09/22/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 6. IBIS ENTERPRISES, LLC, LEGAL ENTITY, START DATE: 09/22/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-18 |
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