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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-06-04 |
Branch Locations
404 Memorial Dr. Extension Suite C, Greer, SC 29651 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Equity | San Diego | CA | 08/2014 | 10/2018 |
| Barnette And Associates Wealth Management, Llc | Greer | SC | 08/2014 | Present |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 10/2018 | 05/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2021 | Present |
1) BULL FINANCIAL, LLC, 404 MEMORIAL DRIVE, EXT STE C, GREER, SC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/01/02, INV REL, 40 HR/MO- 8/TRADING HR. Insurance Sales - Life, Health, Disability, Fixed annuities, Fixed Indexed Annuities. Entity is used for tax liability purposes and marketing. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80/MO-80/TRADING. 06/04/21IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-07 |
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