William Edward Smith

Current Employers

Employment History

• 11/2014 → Present
  Raymond James Financial Services, Inc.
  Branford, CT
• 11/2014 → Present
  Raymond James Financial Services Advisors Inc.
  Branford, CT

Previous Registrations

• 2008-01-01 → 2014-11-17
  Wells Fargo Clearing Services, Llc
  Farmington, CT
• 2007-01-12 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Farmington, CT
  St. Louis, MO
• 2002-03-11 → 2007-01-16
  Waddell & Reed
  Hartford, CT
  Hartford, CT

Other Businesses

(1) Name of Business: Branford Harbor Commission Address: 1019 Main St., Branford, CT, 06405, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 03/30/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be a member of the Town Harbor Commission. It is a brand new commission for my town. Initially, the 9 members will be working with a consultant to write a management plan for the towns coastal waters. Ultimately, we will manage that plan with permits and fines for moorings, docks, and coastal construction. (2) Name of Business: Smith and Elis, LLC Address: 173 Montowese St Ste 2, Branford, CT, 06405, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50% owner/partner of a support company for our Raymond James branch (3) Name of Business: Thimble Islands Ferry Company, LLC Address: 173 Maple St., Branford, CT, 06405, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2012 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own two Ferry Boats transporting residents to the Thimble Islands directly offshore of Branford, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-27
• S63 Uniform Securities Agent State Law Examination
  2002-02-08