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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-07-11
  • OH RA
    APPROVED
    Since 2016-07-11

Branch Locations

8485 S Mason Montgomery Rd Suite 1, Mason, OH 45040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Maineville OH 05/2016 Present
Raymond James Financial Services Advisors Inc. Mason OH 07/2016 Present
Craig Capital Corp, Inc. Mason OH 06/2016 05/2019
Payroll Vault Mason OH 06/2018 05/2019
  • 05/2016 → Present
    Raymond James Financial Services, Inc.
    Maineville, OH
  • 07/2016 → Present
    Mason, OH
  • 06/2016 → 05/2019
    Craig Capital Corp, Inc.
    Mason, OH
  • 06/2018 → 05/2019
    Payroll Vault
    Mason, OH
Previous Registrations
Other Businesses

(1) Name of Business: Address: 8485 S Mason Montgomery Rd Ste 1, Mason, OH, 45040-4023, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/15/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sales of Fixed Insurance Products (2) Name of Business: Companions Ark Address: 1222 Durbin Terrace, Maineville, OH, 45039, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 09/30/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: With help of other board members, set direction of the charity, hire marketing and legal entities, etc. (3) Name of Business: Craig Capital Corp., Inc. Address: 969 Reading Road Ste A, Mason, OH, 45040, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner Operator (4) Name of Business: Craig Capital Wealth Management Address: 8485 S Mason Montgomery Rd Ste 1, Mason, OH, 45040-4023, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/03/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner, Craig Capital Corp Inc,\nRegistered Principal, RJFS (5) Name of Business: Crump LIfe Insurance Services Address: 8485 S Mason Montgomery Rd Ste 1, Mason, OH, 45040-4023, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-06
S63 Uniform Securities Agent State Law Examination 2002-03-14
  • S66 Uniform Combined State Law Examination
    2007-02-06
  • S63 Uniform Securities Agent State Law Examination
    2002-03-14

View on SEC IAPD

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