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Jason Daniel Jones

LPl Financial LLC

Mason, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2013-01-18
  • OH RA
    APPROVED
    Since 2013-01-18

Branch Locations

8565 S Mason Montgomery Rd #31, Mason, OH 45040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Mason OH 06/2012 Present
Previous Registrations
  • 2006-01-24 → 2009-07-15
    J.J.B. Hilliard, W.L. Lyons, Llc
    Cincinnati, OH
    Cincinnati, OH
  • 2004-01-01 → 2006-01-20
    Cincinnati, OH
  • 2003-06-02 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Cincinnati, OH
Other Businesses

1. 8/1/2012: Shared Vision Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 12/17/2015: Uber - Not Investment Related - Address is not applicable. Driving to various destinations. - Outside/W-2 Employment - Start 01/01/2016 - 48 Hours Per Month/0 Hours During Securities Trading - Uber driver. 3. 5/13/2016: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 08/18/2013 - 0 Hours Per Month - Notary public for the state of Ohio. 4. 6/16/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 06/12/2012 - 2 Hours Per Month During Securities Trading 5. 05/30/2024 - Other Author - Not Investment Related - Home Based - Start Date 06/01/2024 - 30 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-15
S65 Uniform Investment Adviser Law Examination 2003-03-31
S63 Uniform Securities Agent State Law Examination 2000-10-20
  • S66 Uniform Combined State Law Examination
    2013-01-15
  • S65 Uniform Investment Adviser Law Examination
    2003-03-31
  • S63 Uniform Securities Agent State Law Examination
    2000-10-20

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