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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2013-01-18 |
Branch Locations
8565 S Mason Montgomery Rd #31, Mason, OH 45040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Mason | OH | 06/2012 | Present |
1. 8/1/2012: Shared Vision Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 12/17/2015: Uber - Not Investment Related - Address is not applicable. Driving to various destinations. - Outside/W-2 Employment - Start 01/01/2016 - 48 Hours Per Month/0 Hours During Securities Trading - Uber driver. 3. 5/13/2016: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 08/18/2013 - 0 Hours Per Month - Notary public for the state of Ohio. 4. 6/16/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 06/12/2012 - 2 Hours Per Month During Securities Trading 5. 05/30/2024 - Other Author - Not Investment Related - Home Based - Start Date 06/01/2024 - 30 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-15 |
| S65 | Uniform Investment Adviser Law Examination | 2003-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-20 |
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