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200 East Las Olas Boulevard 19Th Floor, Fort Lauderdale, FL 33301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-12-20 |
| NC | RA | APPROVED | 2024-12-20 |
| GA | RA | APPROVED | 2023-08-28 |
| IL | RA | APPROVED | 2023-08-25 |
| MI | RA | APPROVED | 2023-08-25 |
| FL | RA | APPROVED | 2013-06-18 |
| OH | RA | APPROVED | 2013-04-08 |
Branch Locations
8571 Mason-Montgomery Suite 38, Mason, OH 45040 • United States
200 East Las Olas Boulevard 19Th Floor, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Provenance Wealth Advisors | Mason | OH | 04/2013 | Present |
| Raymond James Financial Services | Mason | OH | 08/2013 | 08/2023 |
| Raymond James Financial Services Advisors Inc. | Mason | OH | 09/2013 | 08/2023 |
| Providence Consulting And Wealth Advisors, Llc | Mason | OH | 10/2008 | Present |
| Non-Variable Insurance | Mason | OH | 01/2017 | Present |
| Angelique Mckenna Estate Executor | Maineville | OH | 02/2019 | Present |
| William And Angelique Family Trust | Maineville | OH | 02/2019 | Present |
| Pwa Securities, Llc | Mason | OH | 08/2023 | Present |
(1) Name of Business: NA Address: 8571 Mason-Montgomery Road, Suite 38, Mason, OH, 45040, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/01/2008 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: I currently sell fixed insurance, long-term care, fixed annuities and disability insurance through various agencies. (2) Name of Business: Provenance Wealth Advisors Address: 8571 Mason Montgomery Rd Ste 38, Mason, OH, 45040, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 04/01/2013 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Fee-base financial planning. (3) Name of Business: Providence Consulting and Wealth Advisors, LLC Address: 8571 Mason-Montgomery Road, Suite 38, Mason, OH, 45040, United States Activity Type: Other Position/Title: Coach Investment Related: Yes Start Date: 10/01/2008 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Coaching of planners, consulting, and public speaking in financial services industries.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-02-19 |
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